Accelerate client onboarding
Coordinate KYC, risk profile, agreements, and funding transparently.
Wealth Management & Brokerage
Give every advisor more time to advise, and every client premium service at scale.
Automate onboarding, KYC refresh, service requests, review preparation, document workflows, approvals, and client follow-up while preserving advisor and compliance oversight.
Wealth managersBrokeragesPrivate banking teams
Who feels the difference
Well-served clients
Empowered advisors
Confident compliance teams
Business impact
Measurable gains for Wealth Management & Brokerage.
The operating model focuses on three industry priorities: Accelerate client onboarding; Prepare advisors automatically; and Scale high-touch service.
Prepare advisors automatically
Bring holdings, activity, requests, and review actions into one workspace.
Scale high-touch service
Resolve routine needs immediately and route judgment calls with full context.
One connected operating flow
The wealth-client journey, from prospect onboarding to ongoing advice and service.
Each stage shows the industry work, what Round Infinity automates, and the horizontal platform capabilities carrying context and control across the process.
1
Engage & Qualify the Relationship
Prospect, referral, campaign, partner, branch, and advisor channels capture goals, assets, service needs, jurisdiction, and relationship potential.
Omnichannel AI · CRM integration
2
Onboard, KYC & Establish Suitability
Identity, beneficial ownership, risk profile, agreements, tax documents, approvals, account setup, and funding move transparently.
Identity · Document AI · Workflow
3
Prepare Advice & Client Reviews
Holdings, activity, goals, risk, service requests, research, actions, and prior commitments are summarized before every interaction.
Client 360 · Advisor Copilot
4
Execute Service & Investment Actions
Documents, transactions, money movement, approvals, signatures, operations, and client communication remain connected.
Case orchestration · E-sign · Integrations
5
Monitor, Review & Deepen the Relationship
KYC refresh, suitability, portfolio reviews, life events, service recovery, referrals, and follow-up are triggered at the right time.
Compliance AI · Outbound automation · Analytics
Horizontal platform capabilities working across every stage
Secure client portal
KYC and suitability workflows
Advisor request workspace
Document generation and e-sign
Review and follow-up automation
Client service dashboards
Industry AI agents & accelerators
Purpose-built agents, engines, and copilots for wealth management & brokerage.
These are configured for the industry task, not generic chatbots. Each works inside permissions, confidence thresholds, human-review rules, and one audit trail.
Wealth Onboarding AI Agent
Coordinates KYC, ownership, suitability, agreements, and funding actions.
Advisor Preparation Copilot
Summarizes the relationship, portfolio, activity, requests, and meeting actions.
Client Service AI Agent
Completes routine document, account, appointment, status, and support requests.
Investment Operations AI Agent
Coordinates transaction instructions, approvals, exceptions, evidence, and status.
Compliance Review AI Agent
Tracks KYC refresh, suitability, restrictions, attestations, and review evidence.
Client Engagement AI Agent
Runs approved review, life-event, service-recovery, and referral follow-up.
See Wealth Management & Brokerage operations running end to end.
We’ll map one priority workflow to your systems, controls, channels, and teams, and show how Round Infinity completes the work.
Book a focused walkthrough