Wealth Management & Brokerage

Premium Client Service.
At Scale.

Round Infinity automates onboarding, SIP management, fee billing, and client communication — so your RMs serve more clients without the administrative overhead.

Wealth Management FirmsRIAs & Independent AdvisorsPortfolio Management ServicesStock BrokeragesMutual Fund DistributorsFamily Offices & HNI Advisory
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Wealth Management & Brokerage automation platform
70%
Faster Client Onboarding & KYC
3x
More Clients Covered Per RM
95%
Fee Collection Rate With Automated Billing

One Platform Across the Entire Client Relationship

From account opening to ongoing portfolio engagement and fee collection — every workflow automated.

🪪
Account Opening & KYC
  • Digital KYC documents collected via WhatsApp — no branch visit needed
  • Identity verification, FATCA, and compliance checks automated
  • Account activation and welcome workflow triggered on approval
📊
Client Service & RM Productivity
  • Client queries on NAV, portfolio, and SIP handled 24/7 by AI
  • RM appointment scheduling and advisor engagement automated
  • Proactive portfolio review reminders and compliance alerts sent automatically
💳
Fee Billing & Collections
  • AUM-based fee invoices generated automatically on billing cycle
  • Payment links sent via WhatsApp; receipts delivered on payment
  • Overdue fee reminders automated — no manual follow-up needed

The Automated Wealth Client Journey

From prospect to loyal client — every touchpoint managed without manual effort.

01
Onboarding
Prospect inquiry captured and RM assigned

Lead details collected via WhatsApp or portal. Risk profile questionnaire sent. RM briefed before first contact.

02
Onboarding
Digital KYC completed without branch visit

Aadhaar, PAN, bank account, and FATCA details collected and verified digitally.

03
Onboarding
Account activated and investment plan shared

Account confirmation, welcome kit, and recommended portfolio sent. SIP mandate set up.

04
Servicing
Client queries answered 24/7 by AI

NAV, portfolio value, SIP status, and transaction history answered via WhatsApp instantly.

05
Servicing
Proactive portfolio updates sent automatically

Monthly performance summaries, market updates, and review appointment reminders sent to clients.

06
Servicing
SIP and investment changes handled digitally

SIP top-up, pause, or cancellation requests handled via self-service. Changes confirmed automatically.

07
Billing
Fee invoice generated and sent automatically

AUM-based invoice raised on billing cycle. Payment link sent via WhatsApp. Receipt on payment.

08
Billing
Overdue fees followed up automatically

Reminder sequence triggered for unpaid invoices. RM notified if account remains unpaid beyond threshold.

09
Growth
Cross-sell campaigns sent to eligible clients

PMS, insurance, direct equity, and structured products offered at the right moment in the client lifecycle.

Every Workflow Your Wealth Practice Runs

KYC, portfolio servicing, billing, and compliance — one connected platform.

📋
Account Opening & KYC
  • Digital document collection with completeness tracking
  • FATCA, PMLA, and KYC compliance checks automated
  • Re-KYC campaigns for periodic compliance renewals
📊
SIP & Investment Management
  • SIP mandate setup, modification, and cancellation via self-service
  • Dividend reinvestment and redemption workflows automated
  • Portfolio performance dashboard for clients and RMs
📞
AI-Powered Client Support
  • NAV, portfolio, and transaction queries answered 24/7
  • Complex advisory queries routed to RM with context
  • Outbound proactive update and review appointment campaigns
💳
Fee Billing & Collections
  • AUM-based invoice generation on billing schedule
  • Payment link via WhatsApp with automatic receipt
  • Overdue reminder sequence and RM escalation automated
🛡️
Compliance & Back Office
  • Audit trail across all client interactions and transactions
  • Regulatory report data compiled automatically
  • Grievance management with SEBI-compliant tracking
⚙️
No-Code Custom App Builder
  • HNI onboarding portals, partner RIA dashboards
  • Goal-based financial planning workflows
  • Scales from boutique advisory to large distributor networks

Ready to deliver premium service to every client at scale?

See how Round Infinity works for your wealth practice in a 30-minute demo.

Schedule a Demo